Research guides

Securities Law

Specialized Treatises

This tab contains a list of securities treatises that may be useful for specific areas of securities law. They are listed alphabetically by topic. All are available in the Jenkins' Print Collection, or on West Academic Digital Library. For more resources, search the Jenkins' catalog or contact Research Services at 215.574.1505 or research@jenkinslaw.org for assistance.

Arbitration

Securities Arbitration Procedure Manual LexisNexis

  • Location: KF1070 .R63 2001 (General Collection)
  • Ebook Access: LexisNexis Digital Library via Jenkinslaw.org (Membership resource, available to all Jenkins members)
    • Note: 5th edition
    • Note: Prior releases back to 2011 also available.
    • Tip: To find both volumes of this title, once in the LexisNexis Digital Library search for "Securities Arbitration Procedure Manual".

Blue Sky Law

Blue Sky Law West

  • Location: KF1439.A1c 592 v. 12 (General Collection)
  • Note: Volumes 12, 12A, and 12B of the Securities Law Series.
  • Note: Library copy last updated 2014.

Blue Sky Law Reporter CCH

  • Location: KF1436.5 C734 (General Collection)

Broker-Dealer

Broker-Dealer Operations and Regulation under Securities and Commodities Law West

  • Location: KF1439.A1c C592 v. 23 (General Collection)
  • Note: Volumes 23 and 23A of the Securities Law Series.
  • Note: Library copy last updated 2014.

Broker-Dealer Regulation Practising Law Institute

  • Location: KF1071 .A7 B76 (General Collection)
  • Note: Previous edition available in Closed Stacks.

Broker-Dealer Regulation West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Volumes 15 and 15A of the Securities Law Series.
  • Note: Library copy last updated 2014.

Broker-Dealer Regulation in a Nutshell West Academic

 

Enforcement

Securities Enforcement Manual: Tactics and Strategies American Bar Association

  • Location: KF1439 .S417 2007 (General Collection)
  • Note: Previous edition available on Microform.

Securities Litigation and Enforcement in a Nutshell West Academic

Securities Practice: Federal and State Enforcement West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Volumes 25 and 25A of the Securities Law Series.
  • Note: Library copy last updated 2014.

Forms

Manual of Corporate Forms for Securities Practice West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Volumes 9, 9A, 9B, and 9C of the Securities Law Series.

Securities Litigation: Forms and Analysis West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Volumes 27 and 27A of the Securities Law Series.

Initial Public Offerings

Going Public and the Public Corporation West

  • Location: KF1439.A1c C592 v.1 (General Collection)
  • Note: Volumes 1, 1A, 1B, 1C, 1D, 1E, and 1F of the Securities Law Series.
  • Note: Library copy last updated 2014.

Going Public Handbook: Going Public, the Integrated Disclosure System and Exempt Financing West

  • Location: KF1449 .G6 (General Collection)
  • Note: Part of the Securities Law Handbook Series.

How to Prepare an Initial Public Offering PLI

  • Location: KF1440 .H68 2014 (General Collection)

Insider Trading

Insider Trading: Regulation, Enforcement and Prevention West

  • Location: KF1439.A1c C592 v. 18 (General Collection)
  • Note: Volumes 18 and 18A of the Securities Law Series.

Litigation

Disclosures and Remedies under the Securities Laws West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Volumes 5, 5A, 5B, 5C, 5D, 5E, and 5F of the Securities Law Series.
  • Note: Library copy last updated 2014.

Securities Litigation and Enforcement in a Nutshell West Academic

  • Location: KF1439 .S33 2016 (General Collection)

Securities Litigation: Damages West

  • Location: KF1439.A1c C592 v. 26 (General Collection)
  • Note: Volumes 26 and 26A of the Securities Law Series.
  • Note: Library copy last updated 2014.

Securities Litigation: Forms and Analysis West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Volumes 27 and 27A of the Securities Law Series.

Section 16

Section 16 of the Securities Exchange Act West

  • Location: KF1439.A1c C592 (General Collection)
  • Note: Part of the Securities Law Handbook Series.