Research guides

Securities Law

Stock Exchanges

Stock Exchange Guides

Stock exchange guides and related resources are listed below by exchange.

Financial Industry Regulatory Authority (FINRA)

Internet Resources:

FINRA Manual FINRA

  • Note: FINRA is the successor to NASD.

FINRA Rules FINRA

NASDAQ OMX PHLX

Jenkins' Print Collection:

Philadelphia Stock Exchange, Inc. Guide: Official Organ of the Philadelphia Stock Exchange, Inc. CCH

  • Location: KF1074 .P5 C734 (General Collection)
  • Note: NASDAQ OMX PHLX was formerly the Philadelphia Stock Exchange.
  • Note: Library copy last updated 2015.

Internet Resources:

NASDAQ OMX PHLX Rules Wolters Kluwer

New York Stock Exchange

Jenkins' Print Collection:

New York Stock Exchange Guide: Official Organ Wolters Kluwer

  • Location: KF1074 .N3 C734 (General Collection; Closed Stacks)
  • Note: Library copy last updated 2015.

Internet Resources:

NYSE Listed Company Manual Wolters Kluwer

NYSE Rules Wolters Kluwer

NYSE MKT

Jenkins' Print Collection:

NYSE MKT Guide: Official Publication of NYSE MKT LLC Wolters Kluwer

  • Location: KF1068.4 A512 (General Collection)
  • Note: NYSE MKT is the successor to the American Stock Exchange.
  • Note: Library copy last updated 2015.

Internet Resources:

NYSE MKT LLC Company Guide Wolters Kluwer

NYSE MKT Rules Wolters Kluwer