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Jenkins Blog

Looking for information about a company’s finances or operations? Check out the Security Exchange Commission’s (SEC) publicly available database, EDGAR . EDGAR provides access to documents filed by companies under the Securities Act of 1933 , the Securities Exchange Act of 1934 , the Trust...
The newly released 4th edition of Broker-Dealer Regulation in a Nutshell is now available on West Academic Digital Library . This title focuses on broker-dealer and securities market regulation, covering broker-dealer regulation generally, sales practices, analysts' conflicts of interest, civil...
Check out our new Securities Law Resource Guide which covers primary and secondary resources useful for researching securities law.